Topic > Zagga Market Case Study - 1003

(RG 205.110) Our ACL and AFSL compliance plan, aided by this information security policy, ensures that Zagga Market complies with its general obligations of conduct relating to technology resources and management of the risks related to them. Adequacy of technological resources Zagga Market is required to regularly verify the adequacy of its technological resources. During the review, the indications contained in RG 205 will be followed, as reported in Annex A.2. Interaction and relationship with the Corporations Act In terms of Zagga Investments' general conduct obligations under its AFSL, the Corporations Act 2001 (Cth) (Corporations Act) states that: • It must have (among other things) adequate technological resources to provide financial services covered by its license and to implement supervisory provisions (s912A(1)(d)). • Must establish and maintain appropriate risk management systems (s912A(1)(h)). (This is covered by Zagga's ACL and AFSL compliance